Smallwood Garrett's Form 4/A amendment
AmendedWag! Group Co. (PET) · filed Jan 31, 2024
- Accession no.
- 0001628280-24-002741
- Filed
- Jan 31, 2024, 4:21 PM ET
- Trade date
- Jan 29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jan 30, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $520. It was filed 2 days after the trade.
This amendment replaces 0001628280-24-002555 (filed Jan 30, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smallwood GarrettCIK 0001939764 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | MOption exerciseAcquired | +260 | $0.09 | +$23.4 | 850,072 | Direct | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −260 | $2.00 | −$520 | 849,812 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −260 | $0.00 | $0 | 1,245,816 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The stock option exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.
- F2
This amendment is being filed to correct the stock options exercised and number of shares sold from 200 to 260.
- F3
The options to purchase shares of Wag! Group Co. common stock fully vested on November 29, 2022.