Pacheco Jack A's Form 4 filing
Penguin Solutions, Inc.PENG · filed Jan 23, 2024
- Accession no.
- 0001628280-24-001961
- Filed
- Jan 23, 2024
- Trade date
- Jan 20-22, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $56.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacheco Jack ACIK 0001344018 | Officer (EVP, COO, Pres, Mem Solutions) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2024 | Ordinary Shares | FTax withholdingDisposed | −4,055 | $22.89 | −$92,818.95 | 220,007 | Direct | |
| Jan 22, 2024 | Ordinary Shares | MOption exerciseAcquired | +2,500 | $9.20 | +$23,000 | 222,507 | Direct | |
| Jan 22, 2024 | Ordinary Shares | SSaleDisposed | −2,400 | $22.50F3 | −$54,000 | 220,107 | Direct | |
| Jan 22, 2024 | Ordinary Shares | SSaleDisposed | −100 | $23.22 | −$2,322 | 220,007 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 22, 2024 | Ordinary Shares | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 82,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $22.20 to $22.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.