Fieldly John's Form 4 filing
Celsius Holdings, Inc. (CELH) · filed Jan 5, 2024
- Accession no.
- 0001628280-24-000749
- Filed
- Jan 5, 2024
- Trade date
- Oct 23, 2019-Jan 3, 2024
- Filing delay
- 1,535 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.46M. It was filed 1535 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fieldly JohnCIK 0001685586 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2019 | Common Stock, $0.001 par value per share | FTax withholdingDisposed | −18,000 | $3.33F1 | −$59,940 | 432,000 | Direct | |
| Jul 30, 2020 | Common Stock, $0.001 par value per share | AGrant or awardAcquired | +4,129 | $0.00 | $0 | 436,129 | Direct | |
| Nov 12, 2020 | Common Stock, $0.001 par value per share | FTax withholdingDisposed | −877 | $31.95F1 | −$28,020.15 | 435,252 | Direct | |
| Jan 1, 2021 | Common Stock, $0.001 par value per share | AGrant or awardAcquired | +45,000 | $0.00 | $0 | 480,252 | Direct | |
| Jan 1, 2022 | Common Stock, $0.001 par value per share | FTax withholdingDisposed | −4,345 | $75.09F1 | −$326,266.05 | 305,907 | Direct | |
| Jan 1, 2022 | Common Stock, $0.001 par value per share | AGrant or awardAcquired | +18,000 | $0.00 | $0 | 323,907 | Direct | |
| Aug 19, 2022 | Common Stock, $0.001 par value per share | SSaleDisposed | −617 | $107.46F3,F5 | −$66,302.82 | 419,657 | Direct | |
| Jan 2, 2023 | Common Stock, $0.001 par value per share | SSaleDisposed | −6,505 | $93.13F3,F5 | −$605,810.65 | 343,152 | Direct | |
| Jan 2, 2023 | Common Stock, $0.001 par value per share | SSaleDisposed | −2,602 | $93.13F3,F5 | −$242,324.26 | 340,550 | Direct | |
| Jan 3, 2024 | Common Stock, $0.001 par value per share | SSaleDisposed | −27,334 | $56.72F6 | −$1,550,384.48 | 480,926 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2021 | Common Stock, $0.001 par value per share | AGrant or awardAcquired | +300,000 | $0.00 | $0 | 1,340,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person forfeited such shares solely to pay tax liability upon the vesting of RSUs. Does not give effect to the three-for-one stock split that occurred on November 15, 2023.
Referenced by the price of 3 transactions in Table I.
- F3
Does not give effect to the three-for-one stock split that occurred on November 15, 2023.
Referenced by the price of 3 transactions in Table I.
- F5
The reporting person sold such shares solely to pay tax liability upon the vesting of RSUs.
Referenced by the price of 3 transactions in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $55.89 to $58.05, inclusive. The reporting person undertakes to provide Celsius Holdings, Inc. ("Celsius"), any security holder of Celsius, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney