Allison Jonathan's Form 4/A amendment
AmendedRoot, Inc.ROOT · filed Dec 6, 2023
- Accession no.
- 0001628280-23-040911
- Filed
- Dec 6, 2023
- Trade date
- Dec 4-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 5, 2023
This filing lists 2 non-derivative transactions. Open-market sales total $101.1K. It was filed 2 days after the trade.
This amendment replaces 0001628280-23-040764 (filed Dec 5, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Allison JonathanCIK 0001977858 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2023 | Class A Common Stock | SSaleDisposed | −4,000 | $11.10F1 | −$44,400 | 80,766 | Direct | |
| Dec 5, 2023 | Class A Common Stock | SSaleDisposed | −4,000 | $14.18 | −$56,720 | 76,766 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold at prices ranging from $11.07 to $11.145. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
This amended Form 4 is filed to correct the date of the first transaction reported herein.