Kempton James M's Form 4 filing
Smith Micro Software, Inc. (SMSI) · filed Dec 1, 2023
- Accession no.
- 0001628280-23-040478
- Filed
- Dec 1, 2023
- Trade date
- Nov 30-Dec 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $4.54K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kempton James MCIK 0001456883 | Officer (VP, CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | DReturned to the companyDisposed | −577 | $0.00 | $0 | 245,610 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −6,780 | $0.67 | −$4,542.6 | 238,830 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.