Kelsey Todd P.'s Form 4 filing
Plexus Corp (PLXS) · filed Nov 16, 2023
- Accession no.
- 0001628280-23-039350
- Filed
- Nov 16, 2023
- Trade date
- Nov 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $424.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelsey Todd P.CIK 0001411282 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock, $.01 par value | SSaleDisposed | −2,000 | $105.00F3 | −$210,000 | 105,885 | Direct | |
| Nov 15, 2023 | Common Stock, $.01 par value | SSaleDisposed | −2,000 | $107.00 | −$214,000 | 103,885 | Direct | |
| Nov 16, 2023 | Common Stock, $.01 par value | MOption exerciseAcquired | +24,557 | –F4 | – | 128,442 | Direct | |
| Nov 16, 2023 | Common Stock, $.01 par value | FTax withholdingDisposed | −11,542 | $106.03 | −$1,223,798.26 | 116,900 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $105.00 to $105.01 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
Based on Company performance during the three-year performance period, 153.2% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2021 related to economic return goals vested. The three-year performance period for the portion of the PSUs that vests based on the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the S&P 400 Index has yet to conclude. As previously disclosed, the reporting person had the opportunity to earn up to 200% of the targeted amount based on ER originally reported and has the opportunity to earn up to 150% of the targeted amount based on TSR originally reported.
Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.