Rodriques Kelly's Form 4 filing
Forge Global Holdings, Inc. (FRGE) · filed Nov 13, 2023
- Accession no.
- 0001628280-23-038762
- Filed
- Nov 13, 2023
- Trade date
- Nov 9-10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $113.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodriques KellyCIK 0001916605 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Common Stock, $0.0001 par value per share | SSaleDisposed | −20,000 | $2.33 | −$46,600 | 10,568,420 | Direct | |
| Nov 10, 2023 | Common Stock, $0.0001 par value per share | SSaleDisposed | −30,000 | $2.24 | −$67,200 | 10,538,420 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.