Bartel Ralph's Form 4 filing
Travelzoo (TZOO) · filed Nov 13, 2023
- Accession no.
- 0001628280-23-038489
- Filed
- Nov 13, 2023, 11:38 AM ET
- Trade date
- Nov 8-10, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.11M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bartel RalphCIK 0001221280 | 10% Owner |
| Azzurro Capital IncCIK 0001349132 | 10% Owner |
| Ralph Bartel 2005 TrustCIK 0001349156 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | SSaleDisposed | −45,000 | $7.96F1,F2 | −$358,200 | 6,193,802 | Indirect | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −35,000 | $7.93F2,F5 | −$277,550 | 6,158,802 | Indirect | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −60,000 | $7.97F2,F6 | −$478,200 | 6,098,802 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices for the shares sold ranged from $7.89 to $8.07 per share.
Referenced by the price of 1 transaction in Table I.
- F2
The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 3 transactions in Table I.
- F5
Sale prices for the shares sold ranged from $7.90 to $8.01 per share.
Referenced by the price of 1 transaction in Table I.
- F6
Sale prices for the shares sold ranged from $7.90 to $8.09 per share.
Referenced by the price of 1 transaction in Table I.