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Borras Maria C's Form 4 filing

Baker Hughes Co (BKR) · filed Nov 3, 2023

Accession no.
0001628280-23-036740
Filed
Nov 3, 2023
Trade date
Nov 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $344.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Borras Maria CCIK 0001588503Officer (EVP, Oilfield Services & Equip)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2023Class A Common StockMOption exerciseAcquired+10,000$22.98+$229,80069,463Direct
Nov 1, 2023Class A Common StockSSaleDisposed−10,000$34.49−$344,90059,463Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2023Class A Common StockMOption exerciseDisposed−10,000$0.00$033,585Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)