Tapia Eric R's Form 4 filing
TuSimple Holdings Inc. (TSPH) · filed Oct 18, 2023
- Accession no.
- 0001628280-23-034613
- Filed
- Oct 18, 2023
- Trade date
- Oct 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $23.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tapia Eric RCIK 0001686328 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +8,250 | – | – | 14,733 | Direct | |
| Oct 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +31,692 | – | – | 46,425 | Direct | |
| Oct 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +21,875 | – | – | 68,300 | Direct | |
| Oct 17, 2023 | Class A Common Stock | SSaleDisposed | −22,184 | $1.07 | −$23,736.88 | 46,116 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −8,250 | $0.00 | $0 | 16,500 | Direct | |
| Oct 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −31,692 | $0.00 | $0 | 221,845 | Direct | |
| Oct 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −21,875 | $0.00 | $0 | 65,625 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.