Kaplan David B's Form 4 filing
Ares Management Corp (ARES) · filed Oct 4, 2023
- Accession no.
- 0001628280-23-033915
- Filed
- Oct 4, 2023
- Trade date
- Oct 2-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $10.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan David BCIK 0001025976 | Director, Officer (Co-Founder) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Class A Common Stock | SSaleDisposed | −70,398 | $102.46 | −$7,212,979.08 | 29,602 | Indirect | |
| Oct 2, 2023 | Class A Common Stock | SSaleDisposed | −7,160 | $103.16 | −$738,625.6 | 22,442 | Indirect | |
| Oct 3, 2023 | Class A Common Stock | SSaleDisposed | −6,410 | $99.42 | −$637,282.2 | 16,032 | Indirect | |
| Oct 3, 2023 | Class A Common Stock | SSaleDisposed | −12,294 | $100.08 | −$1,230,383.52 | 3,738 | Indirect | |
| Oct 3, 2023 | Class A Common Stock | SSaleDisposed | −3,638 | $101.28 | −$368,456.64 | 100 | Indirect | |
| Oct 3, 2023 | Class A Common Stock | SSaleDisposed | −100 | $101.82 | −$10,182 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.