Rodriques Kelly's Form 4 filing
Forge Global Holdings, Inc. (FRGE) · filed Oct 4, 2023
- Accession no.
- 0001628280-23-033865
- Filed
- Oct 4, 2023
- Trade date
- Oct 2-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $91.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodriques KellyCIK 0001916605 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Common Stock, $0.0001 par value per share | SSaleDisposed | −11,400 | $1.92 | −$21,888 | 10,627,020 | Direct | |
| Oct 3, 2023 | Common Stock, $0.0001 par value per share | SSaleDisposed | −38,600 | $1.80 | −$69,480 | 10,588,420 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.