Bartel Ralph's Form 4 filing
Travelzoo (TZOO) · filed Sep 20, 2023
- Accession no.
- 0001628280-23-032708
- Filed
- Sep 20, 2023, 6:11 PM ET
- Trade date
- Sep 18-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $578.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bartel RalphCIK 0001221280 | 10% Owner |
| Azzurro Capital IncCIK 0001349132 | 10% Owner |
| Ralph Bartel 2005 TrustCIK 0001349156 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2023 | Common Stock | SSaleDisposed | −33,375 | $6.06F1,F2 | −$202,252.5 | 6,928,277 | Indirect | |
| Sep 19, 2023 | Common Stock | SSaleDisposed | −20,000 | $6.14F2,F5 | −$122,800 | 6,908,277 | Indirect | |
| Sep 20, 2023 | Common Stock | SSaleDisposed | −41,500 | $6.10F2,F6 | −$253,150 | 6,866,777 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices for the shares sold ranged from $6.00 to $6.09 per share
Referenced by the price of 1 transaction in Table I.
- F2
The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 3 transactions in Table I.
- F5
Sale prices for the shares sold ranged from $6.11 to $6.15 per share
Referenced by the price of 1 transaction in Table I.
- F6
Sale prices for the shares sold ranged from $6.00 to $6.21 per share
Referenced by the price of 1 transaction in Table I.