Harmer Derek's Form 4 filing
Accel Entertainment, Inc. (ACEL) · filed Sep 18, 2023
- Accession no.
- 0001628280-23-032487
- Filed
- Sep 18, 2023
- Trade date
- Sep 14-16, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $110.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harmer DerekCIK 0001794002 | Officer (Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A-1 Common Stock | MOption exerciseAcquired | +1,847 | $0.00 | $0 | 182,770 | Direct | |
| Sep 14, 2023 | Class A-1 Common Stock | FTax withholdingDisposed | −542 | $11.13 | −$6,032.46 | 182,228 | Direct | |
| Sep 15, 2023 | Class A-1 Common Stock | SSaleDisposed | −10,000 | $11.09 | −$110,900 | 172,228 | Direct | |
| Sep 16, 2023 | Class A-1 Common Stock | MOption exerciseAcquired | +2,021 | $0.00 | $0 | 174,249 | Direct | |
| Sep 16, 2023 | Class A-1 Common Stock | FTax withholdingDisposed | −593 | $10.76 | −$6,380.68 | 173,656 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2023 | Class A-1 Common Stock | MOption exerciseDisposed | −1,847 | $0.00 | $0 | 18,464 | Direct | |
| Sep 16, 2023 | Class A-1 Common Stock | MOption exerciseDisposed | −2,021 | $0.00 | $0 | 12,126 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.