Graft Aaron P's Form 4 filing

Triumph Financial, Inc.TFIN · filed Sep 15, 2023

Accession no.: 0001628280-23-032360
Filed: Sep 15, 2023
Trade date: Sep 13-14, 2023
Filing delay: 2 days
Rule 10b5-1 plan: Checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $3.27M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Graft Aaron PCIK 0001621666	Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 13, 2023	Common Stock	SSaleDisposed	−26,642	$65.17^F1	−$1,736,259.14	218,918	Direct
Sep 14, 2023	Common Stock	SSaleDisposed	−23,358	$65.79^F1	−$1,536,722.82	195,560	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)