Kaplan David B's Form 4 filing
Ares Management Corp (ARES) · filed Sep 7, 2023
- Accession no.
- 0001628280-23-031760
- Filed
- Sep 7, 2023
- Trade date
- Sep 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $20.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan David BCIK 0001025976 | Director, Officer (Co-Founder) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Class A Common Stock | SSaleDisposed | −17,692 | $102.52 | −$1,813,783.84 | 282,308 | Indirect | |
| Sep 5, 2023 | Class A Common Stock | SSaleDisposed | −156,745 | $103.48 | −$16,219,972.6 | 125,563 | Indirect | |
| Sep 5, 2023 | Class A Common Stock | SSaleDisposed | −25,563 | $104.01 | −$2,658,807.63 | 100,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.