Alting Caroline's Form 4 filing
Noble Corp plcNE · filed Sep 5, 2023
- Accession no.
- 0001628280-23-031397
- Filed
- Sep 5, 2023
- Trade date
- Sep 1-5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $163.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alting CarolineCIK 0001946007 | Officer (SVP, Operational Excellence) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | A Ordinary Shares | MOption exerciseAcquired | +5,671 | –F1 | – | 7,224 | Direct | |
| Sep 1, 2023 | A Ordinary Shares | FTax withholdingDisposed | −2,533 | $52.42F2 | −$132,779.86 | 4,691 | Direct | |
| Sep 5, 2023 | A Ordinary Shares | SSaleDisposed | −3,138 | $51.96F3 | −$163,050.48 | 1,553 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | A Ordinary Shares | MOption exerciseDisposed | −5,671 | $0.00 | $0 | 22,444 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share.
Referenced by the price of 1 transaction in Table I.
- F2
Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs.
Referenced by the price of 1 transaction in Table I.
- F3
The price in column 4 is a weighted average. The prices actually received ranged from $52.01 to $51.94 For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.