Skip to main content

Alting Caroline's Form 4 filing

Noble Corp plc (NE) · filed Sep 5, 2023

Accession no.
0001628280-23-031397
Filed
Sep 5, 2023
Trade date
Sep 1-5, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $163.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Alting CarolineCIK 0001946007Officer (SVP, Operational Excellence)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2023A Ordinary SharesMOption exerciseAcquired+5,671––7,224Direct
Sep 1, 2023A Ordinary SharesFTax withholdingDisposed−2,533$52.42−$132,779.864,691Direct
Sep 5, 2023A Ordinary SharesSSaleDisposed−3,138$51.96−$163,050.481,553Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2023A Ordinary SharesMOption exerciseDisposed−5,671$0.00$022,444Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)