Norman Daniel C's Form 4 filing
Natures Sunshine Products Inc (NATR) · filed Aug 29, 2023
- Accession no.
- 0001628280-23-030857
- Filed
- Aug 29, 2023
- Trade date
- Aug 25-28, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $200.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Norman Daniel CCIK 0001917926 | Officer (EVP & President, Asia) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Shares | MOption exerciseAcquired | +200 | $13.88 | +$2,776 | 69,965 | Direct | |
| Aug 25, 2023 | Common Shares | SSaleDisposed | −200 | $16.50 | −$3,300 | 69,765 | Direct | |
| Aug 28, 2023 | Common Shares | MOption exerciseAcquired | +12,036 | $13.88 | +$167,059.68 | 81,801 | Direct | |
| Aug 28, 2023 | Common Shares | SSaleDisposed | −12,036 | $16.40 | −$197,390.4 | 69,765 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Shares | MOption exerciseDisposed | −200 | $0.00 | $0 | 12,036 | Direct | |
| Aug 28, 2023 | Common Shares | MOption exerciseDisposed | −12,036 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.