Bartel Ralph's Form 4/A amendment
AmendedTravelzoo (TZOO) · filed Aug 10, 2023
- Accession no.
- 0001628280-23-028964
- Filed
- Aug 10, 2023, 8:01 PM ET
- Trade date
- Aug 3-7, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 7, 2023
This filing lists 3 non-derivative transactions. Open-market sales total $1.05M. It was filed 7 days after the trade.
This amendment replaces 0001628280-23-027862 (filed Aug 7, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bartel RalphCIK 0001221280 | 10% Owner |
| Azzurro Capital IncCIK 0001349132 | 10% Owner |
| Ralph Bartel 2005 TrustCIK 0001349156 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Common Stock | SSaleDisposed | −10,000 | $7.78F1,F2 | −$77,800 | 7,337,129 | Indirect | |
| Aug 4, 2023 | Common Stock | SSaleDisposed | −45,000 | $7.54F2,F5 | −$339,300 | 7,292,129 | Indirect | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −85,000 | $7.39F2,F6 | −$628,150 | 7,164,629 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices for the shares sold ranged from $7.75 to $7.80 per share.
Referenced by the price of 1 transaction in Table I.
- F2
The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 3 transactions in Table I.
- F3
The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc.
- F4
Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.
- F5
Sale prices for the shares sold ranged from $7.50 to $7.60 per share.
Referenced by the price of 1 transaction in Table I.
- F6
Sale prices for the shares sold ranged from $7.31 to $7.47 per share.
Referenced by the price of 1 transaction in Table I.
Remarks
This amended Form 4 corrects the reported transaction dates.