Dougherty Michael D.'s Form 4 filing
Polaris Inc.PII · filed Jul 31, 2023
- Accession no.
- 0001628280-23-026321
- Filed
- Jul 31, 2023
- Trade date
- Jul 27, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.87M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dougherty Michael D.CIK 0001418237 | Officer (President - On Road and Int'l) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | MOption exerciseAcquired | +13,124 | $84.58 | +$1,110,027.92 | 35,515 | Direct | |
| Jul 27, 2023 | Common Stock | MOption exerciseAcquired | +8,000 | $125.67 | +$1,005,360 | 43,515 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −844 | $137.72F1 | −$116,235.68 | 42,671 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −1,153 | $136.94F2 | −$157,891.82 | 41,518 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −7,337 | $136.55F3 | −$1,001,867.35 | 34,181 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −6,910 | $136.08F4 | −$940,312.8 | 27,271 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −2,150 | $135.02F5 | −$290,293 | 25,121 | Direct | |
| Jul 27, 2023 | Common Stock | SSaleDisposed | −2,730 | $134.10F6 | −$366,093 | 22,391 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | MOption exerciseDisposed | −13,124 | $0.00 | $0 | 0 | Direct | |
| Jul 27, 2023 | Common Stock | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 844 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $137.32 to $138.26 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 1,153 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $136.79 to $137.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 7,337 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $136.40 to $136.78 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average price of 6,910 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $135.50 to $136.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average price of 2,150 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $134.36 to $135.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects the weighted average price of 2,730 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $133.92 to $134.32 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.