Anderson Sterling's Form 4 filing
Aurora Innovation, Inc. (AUR) · filed Jul 25, 2023
- Accession no.
- 0001628280-23-025585
- Filed
- Jul 25, 2023
- Trade date
- Jul 24-25, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.16M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson SterlingCIK 0001878943 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2023 | Class A Common Stock | CConversionAcquired | +200,000 | – | – | 292,899 | Direct | |
| Jul 24, 2023 | Class A Common Stock | SSaleDisposed | −200,000 | $2.83 | −$566,000 | 92,899 | Direct | |
| Jul 25, 2023 | Class A Common Stock | CConversionAcquired | +200,000 | – | – | 292,899 | Direct | |
| Jul 25, 2023 | Class A Common Stock | SSaleDisposed | −200,000 | $2.95 | −$590,000 | 92,899 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2023 | Class A Common Stock | CConversionDisposed | −200,000 | $0.00 | $0 | 46,672,334 | Direct | |
| Jul 25, 2023 | Class A Common Stock | CConversionDisposed | −200,000 | $0.00 | $0 | 46,472,334 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.