Hasson Heather L.'s Form 4 filing
FIGS, Inc. (FIGS) · filed Jul 13, 2023
- Accession no.
- 0001628280-23-024864
- Filed
- Jul 13, 2023
- Trade date
- Jul 11-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $484.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hasson Heather L.CIK 0001843821 | Director, Officer (Executive Chair), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +11,347 | $0.85 | +$9,644.95 | 1,342,489 | Direct | |
| Jul 11, 2023 | Class A Common Stock | SSaleDisposed | −11,347 | $8.01 | −$90,889.47 | 1,331,142 | Direct | |
| Jul 12, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,931 | $0.85 | +$4,191.35 | 1,336,073 | Direct | |
| Jul 12, 2023 | Class A Common Stock | SSaleDisposed | −4,931 | $8.07 | −$39,793.17 | 1,331,142 | Direct | |
| Jul 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +43,995 | $0.85 | +$37,395.75 | 1,375,137 | Direct | |
| Jul 13, 2023 | Class A Common Stock | SSaleDisposed | −43,995 | $8.05 | −$354,159.75 | 1,331,142 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 11, 2023 | Class A Common Stock | MOption exerciseDisposed | −11,347 | $0.00 | $0 | 390,710 | Direct | |
| Jul 12, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,931 | $0.00 | $0 | 385,779 | Direct | |
| Jul 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −43,995 | $0.00 | $0 | 341,784 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.