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Arsenault Denis J.'s Form 4 filing

Jushi Holdings Inc. (JUSH) · filed Jul 5, 2023

Accession no.
0001628280-23-024195
Filed
Jul 5, 2023
Trade date
Jun 27, 2023
Filing delay
8 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 derivative transactions. It was filed 8 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Arsenault Denis J.CIK 000194999910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 27, 2023Subordinate Voting SharesHLess common codeDisposed−3,452,595–F1–13,250,000Direct
Jun 27, 2023Subordinate Voting SharesPPurchaseAcquired+3,452,595–F1–16,702,595Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)