Tolivar Tricia K.'s Form 4 filing
Cava Group, Inc. (CAVA) · filed Jun 22, 2023
- Accession no.
- 0001628280-23-023135
- Filed
- Jun 22, 2023
- Trade date
- Jan 20-Jun 20, 2023
- Filing delay
- 153 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $55.0K. It was filed 153 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tolivar Tricia K.CIK 0001635451 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2023 | Common Stock | JOtherDisposed | −1,857 | $9.58 | −$17,790.06 | 287,850 | Direct | |
| Apr 3, 2023 | Common Stock | AGrant or awardAcquired | +14,121 | $0.00 | $0 | 301,971 | Direct | |
| Jun 20, 2023 | Common Stock | AGrant or awardAcquired | +46,022 | $0.00 | $0 | 347,993 | Direct | |
| Jun 20, 2023 | Common Stock | PPurchaseAcquired | +2,500 | $22.00 | +$55,000 | 2,500 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | AGrant or awardAcquired | +29,115 | $0.00 | $0 | 29,115 | Direct | |
| Jun 20, 2023 | Common Stock | AGrant or awardAcquired | +90,482 | $0.00 | $0 | 90,482 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein.