Hasson Heather L.'s Form 4 filing
FIGS, Inc. (FIGS) · filed Jun 21, 2023
- Accession no.
- 0001628280-23-022954
- Filed
- Jun 21, 2023
- Trade date
- Jun 16-20, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.19M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hasson Heather L.CIK 0001843821 | Director, Officer (Executive Chair), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +114,328 | $0.85 | +$97,178.8 | 1,445,470 | Direct | |
| Jun 16, 2023 | Class A Common Stock | SSaleDisposed | −114,328 | $8.31 | −$950,065.68 | 1,331,142 | Direct | |
| Jun 20, 2023 | Class A Common Stock | MOption exerciseAcquired | +29,791 | $0.85 | +$25,322.35 | 1,360,933 | Direct | |
| Jun 20, 2023 | Class A Common Stock | SSaleDisposed | −29,791 | $8.09 | −$241,009.19 | 1,331,142 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −114,328 | $0.00 | $0 | 506,087 | Direct | |
| Jun 20, 2023 | Class A Common Stock | MOption exerciseDisposed | −29,791 | $0.00 | $0 | 476,296 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.