Hasson Heather L.'s Form 4 filing
FIGS, Inc. (FIGS) · filed Jun 15, 2023
- Accession no.
- 0001628280-23-022337
- Filed
- Jun 15, 2023
- Trade date
- Jun 13-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hasson Heather L.CIK 0001843821 | Director, Officer (Executive Chair), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +170,985 | $0.85 | +$145,337.25 | 1,502,127 | Direct | |
| Jun 13, 2023 | Class A Common Stock | SSaleDisposed | −170,985 | $8.45 | −$1,444,823.25 | 1,331,142 | Direct | |
| Jun 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +88,819 | $0.85 | +$75,496.15 | 1,419,961 | Direct | |
| Jun 14, 2023 | Class A Common Stock | SSaleDisposed | −88,819 | $8.45 | −$750,520.55 | 1,331,142 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +68,112 | $0.85 | +$57,895.2 | 1,399,254 | Direct | |
| Jun 15, 2023 | Class A Common Stock | SSaleDisposed | −68,112 | $8.46 | −$576,227.52 | 1,331,142 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −170,985 | $0.00 | $0 | 777,346 | Direct | |
| Jun 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −88,819 | $0.00 | $0 | 688,527 | Direct | |
| Jun 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −68,112 | $0.00 | $0 | 620,415 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.