Bartel Ralph's Form 4/A amendment

Amended

Travelzoo (TZOO) · filed Jun 12, 2023

Accession no.: 0001628280-23-021814
Filed: Jun 12, 2023
Trade date: Jun 9, 2023
Filing delay: 3 days
Rule 10b5-1 plan: Not checked
Original filed: Jun 9, 2023

Original on SEC EDGAR (opens in a new tab)

This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $1.02M. It was filed 3 days after the trade.

This amendment restates part of 0001628280-23-021774 (filed Jun 9, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Bartel RalphCIK 0001221280	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Jun 9, 2023	Common Stock	SSaleDisposed	−32,693	$9.82^F2,F3	−$321,045.26	7,538,436	Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001628280-23-021774 (filed Jun 9, 2023).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001628280-23-021774
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Jun 7, 2023	Common Stock	SSaleDisposed	−51,114	$10.17^F1,F2	−$519,829.38	7,588,764	Direct
Jun 8, 2023	Common Stock	SSaleDisposed	−17,635	$10.25^F2,F4	−$180,758.75	7,571,129	Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

Sale prices for the shares sold ranged from $10.10 to $10.36 per share.

Referenced by the price of 1 transaction in Table I.

The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 2 transactions in Table I.

Sale prices for the shares sold ranged from $10.15 to $10.34 per share.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

This Form 4 is being amended to correct the transaction date.

Sale prices for the shares sold ranged from $9.47 to $10.30 per share.

Referenced by the price of 1 transaction in Table I.

The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" includes 121,307 shares owned by Ralph Bartel in an individual capacity (Direct Ownership). The remaining shares are owned by Azzurro Capital Inc. (Indirect Ownership). Ralph Bartel is the ultimate beneficial owner of the shares held by Azzurro Capital Inc. via the Ralph Bartel 2005 Trust.

Read the full filing on SEC EDGAR (opens in a new tab)