Lam Yat Tung's Form 4 filing
Credo Technology Group Holding Ltd (CRDO) · filed May 31, 2023
- Accession no.
- 0001628280-23-020385
- Filed
- May 31, 2023
- Trade date
- Dec 1, 2022-May 30, 2023
- Filing delay
- 181 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $4.42M. It was filed 181 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lam Yat TungCIK 0001896205 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Ordinary Shares | SSaleDisposed | −2,201 | $14.25F2 | −$31,364.25 | 3,124,097 | Direct | |
| Jan 5, 2023 | Ordinary Shares | AGrant or awardAcquired | +100,000 | $0.00 | $0 | 3,224,097 | Direct | |
| May 26, 2023 | Ordinary Shares | SSaleDisposed | −10,000 | $13.50 | −$135,000 | 3,214,097 | Direct | |
| May 26, 2023 | Ordinary Shares | SSaleDisposed | −200,000 | $13.62F5 | −$2,724,000 | 4,320,000 | Indirect | |
| May 26, 2023 | Ordinary Shares | SSaleDisposed | −100,000 | $13.59F7 | −$1,359,000 | 3,370,000 | Indirect | |
| May 30, 2023 | Ordinary Shares | SSaleDisposed | −5,000 | $15.00 | −$75,000 | 3,209,097 | Direct | |
| May 30, 2023 | Ordinary Shares | SSaleDisposed | −3,400 | $15.01F8 | −$51,034 | 4,316,600 | Indirect | |
| May 30, 2023 | Ordinary Shares | SSaleDisposed | −2,691 | $15.01F9 | −$40,391.91 | 3,367,309 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $13.795 to $14.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $13.50 to $13.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $13.50 to $13.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $15 to $15.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $15 to $15.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.