Mertz Larry Michael's Form 4 filing
Accelerate Diagnostics, Inc (AXDX) · filed May 24, 2023
- Accession no.
- 0001628280-23-019635
- Filed
- May 24, 2023
- Trade date
- May 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.51K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mertz Larry MichaelCIK 0001938051 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $0.00F1 | $0 | 526,339 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −2,711 | $0.72 | −$1,951.92 | 523,628 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseAcquired | +2,836 | $0.00F3 | $0 | 526,464 | Direct | |
| May 22, 2023 | Common Stock | SSaleDisposed | −769 | $0.72 | −$553.68 | 525,695 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 10,000 | Direct | |
| May 22, 2023 | Common Stock | MOption exerciseDisposed | −2,836 | $0.00 | $0 | 2,835 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. On May 20, 2021, the reporting person was granted a total of 30,000 restricted stock units, which vests in equal amounts every year over three years, which started vesting on May 20, 2022.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. On May 20, 2021, the reporting person was granted a total of 8,507 restricted stock units, which vests in equal amounts every year over three years, which started vesting on May 20, 2022.
Referenced by the price of 1 transaction in Table I.