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Rodriques Kelly's Form 4 filing

Forge Global Holdings, Inc. (FRGE) · filed Apr 19, 2023

Accession no.
0001628280-23-012110
Filed
Apr 19, 2023
Trade date
Oct 6, 2022-Apr 19, 2023
Filing delay
195 daysLate
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $214.8K. It was filed 195 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rodriques KellyCIK 0001916605Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 6, 2022Common Stock, $0.0001 par value per shareGGiftDisposed−7,500$0.00$06,278,254Direct
Mar 22, 2023Common Stock, $0.0001 par value per shareFTax withholdingDisposed−79,126$0.00$06,199,128Direct
Apr 17, 2023Common Stock, $0.0001 par value per shareSSaleDisposed−64,018$1.68−$107,550.246,135,110Direct
Apr 18, 2023Common Stock, $0.0001 par value per shareSSaleDisposed−19,466$1.59−$30,950.946,115,644Direct
Apr 19, 2023Common Stock, $0.0001 par value per shareSSaleDisposed−50,202$1.52−$76,307.046,065,442Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)