Harmer Derek's Form 4 filing
Accel Entertainment, Inc. (ACEL) · filed Mar 16, 2023
- Accession no.
- 0001628280-23-008379
- Filed
- Mar 16, 2023
- Trade date
- Mar 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $20.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harmer DerekCIK 0001794002 | Officer (Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Class A-1 Common Stock | MOption exerciseAcquired | +7,386 | $0.00 | $0 | 196,746 | Direct | |
| Mar 14, 2023 | Class A-1 Common Stock | FTax withholdingDisposed | −2,165 | $8.89 | −$19,246.85 | 194,581 | Direct | |
| Mar 16, 2023 | Class A-1 Common Stock | MOption exerciseAcquired | +2,021 | $0.00 | $0 | 196,602 | Direct | |
| Mar 16, 2023 | Class A-1 Common Stock | FTax withholdingDisposed | −593 | $8.88 | −$5,265.84 | 196,009 | Direct | |
| Mar 16, 2023 | Class A-1 Common Stock | SSaleDisposed | −2,232 | $9.00 | −$20,088 | 193,777 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Class A-1 Common Stock | MOption exerciseDisposed | −7,386 | $0.00 | $0 | 22,157 | Direct | |
| Mar 15, 2023 | Class A-1 Common Stock | AGrant or awardAcquired | +20,410 | $0.00 | $0 | 20,410 | Direct | |
| Mar 16, 2023 | Class A-1 Common Stock | MOption exerciseDisposed | −2,021 | $0.00 | $0 | 16,167 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.