Turner John C JR's Form 4 filing
GMS Inc. (GMS) · filed Mar 10, 2023
- Accession no.
- 0001628280-23-007515
- Filed
- Mar 10, 2023
- Trade date
- Mar 8-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Turner John C JRCIK 0001537273 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2023 | Common Stock | MOption exerciseAcquired | +20,182 | $21.90 | +$441,985.8 | 83,292 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −20,182 | $59.58 | −$1,202,443.56 | 63,110 | Direct | |
| Mar 8, 2023 | Common Stock | MOption exerciseAcquired | +19,104 | $18.04 | +$344,636.16 | 82,214 | Direct | |
| Mar 8, 2023 | Common Stock | SSaleDisposed | −19,104 | $59.58 | −$1,138,216.32 | 63,110 | Direct | |
| Mar 9, 2023 | Common Stock | MOption exerciseAcquired | +1,526 | $21.90 | +$33,419.4 | 64,636 | Direct | |
| Mar 9, 2023 | Common Stock | SSaleDisposed | −1,526 | $59.50 | −$90,797 | 63,110 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2023 | Common Stock | MOption exerciseDisposed | −20,182 | $21.90 | −$441,985.8 | 49,006 | Direct | |
| Mar 8, 2023 | Common Stock | MOption exerciseDisposed | −19,104 | $18.04 | −$344,636.16 | 0 | Direct | |
| Mar 9, 2023 | Common Stock | MOption exerciseDisposed | −1,526 | $21.90 | −$33,419.4 | 47,480 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.