Turner John C JR's Form 4 filing
GMS Inc. (GMS) · filed Mar 8, 2023
- Accession no.
- 0001628280-23-006977
- Filed
- Mar 8, 2023
- Trade date
- Mar 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $863.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Turner John C JRCIK 0001537273 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock | SSaleDisposed | −200 | $59.50 | −$11,900 | 68,240 | Direct | |
| Mar 6, 2023 | Common Stock | MOption exerciseAcquired | +676 | $18.04 | +$12,195.04 | 68,916 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −676 | $59.50 | −$40,222 | 68,240 | Direct | |
| Mar 7, 2023 | Common Stock | MOption exerciseAcquired | +8,500 | $18.04 | +$153,340 | 76,740 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −8,500 | $59.53 | −$506,005 | 68,240 | Direct | |
| Mar 7, 2023 | Common Stock | SSaleDisposed | −5,130 | $59.52 | −$305,337.6 | 63,110 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock | MOption exerciseDisposed | −676 | $18.04 | −$12,195.04 | 27,604 | Direct | |
| Mar 7, 2023 | Common Stock | MOption exerciseDisposed | −8,500 | $18.04 | −$153,340 | 19,104 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.