Hasson Heather L.'s Form 4 filing
FIGS, Inc. (FIGS) · filed Mar 7, 2023
- Accession no.
- 0001628280-23-006712
- Filed
- Mar 7, 2023
- Trade date
- Mar 3-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $484.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hasson Heather L.CIK 0001843821 | Director, Officer (Executive Chair), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Class A Common Stock | SSaleDisposed | −70,236 | $6.90 | −$484,628.4 | 1,639,768 | Direct | |
| Mar 6, 2023 | Class A Common Stock | JOtherDisposed | −102,143 | $0.00 | $0 | 1,537,625 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Class A Common Stock | JOtherAcquired | +102,143 | $0.00 | $0 | 778,447 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The number of shares listed in column 5 of Table I and column 9 of Table II do not include stock options held by the Reporting Person.