Mertz Larry Michael's Form 4 filing
Accelerate Diagnostics, Inc (AXDX) · filed Mar 6, 2023
- Accession no.
- 0001628280-23-006608
- Filed
- Mar 6, 2023, 7:41 PM ET
- Trade date
- Mar 2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $16.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mertz Larry MichaelCIK 0001938051 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | MOption exerciseAcquired | +116,329 | $0.00F1 | $0 | 549,740 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −33,401 | $0.49 | −$16,366.49 | 516,339 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | MOption exerciseDisposed | −116,329 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. On February 13, 2023, the reporting person was granted a total of 116,329 restricted stock units, which fully vested on March 2, 2023.
Referenced by the price of 1 transaction in Table I.