Stone William Gordon III's Form 4 filing
Digital Turbine, Inc. (APPS) · filed Mar 2, 2023
- Accession no.
- 0001628280-23-006108
- Filed
- Mar 2, 2023
- Trade date
- Nov 8, 2022-Mar 2, 2023
- Filing delay
- 114 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $387.3K. It was filed 114 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone William Gordon IIICIK 0001592491 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | MOption exerciseAcquired | +60,000 | $2.54 | +$152,400 | 1,686,422 | Direct | |
| Nov 8, 2022 | Common Stock | FTax withholdingDisposed | −31,626 | $11.53 | −$364,647.78 | 1,654,796 | Direct | |
| Feb 28, 2023 | Common Stock | FTax withholdingDisposed | −468 | $10.74 | −$5,026.32 | 1,654,328 | Direct | |
| Mar 1, 2023 | Common Stock | FTax withholdingDisposed | −455 | $10.86 | −$4,941.3 | 1,653,873 | Direct | |
| Feb 28, 2023 | Common Stock | MOption exerciseAcquired | +70,000 | $2.54 | +$177,800 | 1,723,873 | Direct | |
| Feb 28, 2023 | Common Stock | FTax withholdingDisposed | −37,585 | $10.74 | −$403,662.9 | 1,686,288 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseAcquired | +70,000 | $2.54 | +$177,800 | 1,756,288 | Direct | |
| Mar 1, 2023 | Common Stock | FTax withholdingDisposed | −37,474 | $10.86 | −$406,967.64 | 1,718,814 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −36,025 | $10.75 | −$387,268.75 | 1,682,789 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | MOption exerciseDisposed | −60,000 | $0.00 | $0 | 140,000 | Direct | |
| Feb 28, 2023 | Common Stock | MOption exerciseDisposed | −70,000 | $0.00 | $0 | 70,000 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseDisposed | −70,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.