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Hardesty Phillip Michael's Form 4 filing

SunCoke Energy, Inc. (SXC) · filed Mar 2, 2023

Accession no.
0001628280-23-006050
Filed
Mar 2, 2023
Trade date
Feb 28, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $168.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hardesty Phillip MichaelCIK 0001329538Officer (Senior Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2023Common StockMOption exerciseAcquired+8,889$3.80+$33,778.2207,922Direct
Feb 28, 2023Common StockSSaleDisposed−8,889$9.47−$84,178.83199,033Direct
Feb 28, 2023Common StockMOption exerciseAcquired+8,889$3.80+$33,778.2207,922Direct
Feb 28, 2023Common StockSSaleDisposed−8,889$9.46−$84,089.94199,033Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 28, 2023Common StockMOption exerciseDisposed−8,889$0.00$00Direct
Feb 28, 2023Common StockMOption exerciseDisposed−8,889$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)