Evans Craig E's Form 4 filing
ESS Tech, Inc. (GWH) · filed Feb 23, 2023
- Accession no.
- 0001628280-23-004820
- Filed
- Feb 23, 2023
- Trade date
- Feb 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $11.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Evans Craig ECIK 0001885331 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | SSaleDisposed | −5,536 | $2.04 | −$11,293.44 | 5,561,524 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −4,915 | $0.00 | $0 | 2,392,174 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.