Phillips Jack's Form 4 filing
Accelerate Diagnostics, Inc (AXDX) · filed Feb 15, 2023
- Accession no.
- 0001628280-23-003787
- Filed
- Feb 15, 2023
- Trade date
- Feb 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.16K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips JackCIK 0001784805 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2023 | Common Stock | MOption exerciseAcquired | +17,216 | $0.00F1 | $0 | 278,059 | Direct | |
| Feb 13, 2023 | Common Stock | SSaleDisposed | −8,601 | $0.60 | −$5,160.6 | 269,458 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2023 | Common Stock | AGrant or awardAcquired | +350,000 | $0.00 | $0 | 350,000 | Direct | |
| Feb 13, 2023 | Common Stock | MOption exerciseDisposed | −17,216 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. On May 20, 2021, the reporting person was granted a total of 206,597 restricted stock units, which vests in equal amounts every month for 12 months.
Referenced by the price of 1 transaction in Table I.