Gassner Peter P's Form 4 filing
Veeva Systems Inc (VEEV) · filed Feb 8, 2023
- Accession no.
- 0001628280-23-002834
- Filed
- Feb 8, 2023
- Trade date
- Feb 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $238.8M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gassner Peter PCIK 0001585821 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Class A Common Stock | CConversionAcquired | +1,404,458 | $0.00 | $0 | 1,404,458 | Direct | |
| Feb 7, 2023 | Class A Common Stock | SSaleDisposed | −1,404,458 | $170.00F3 | −$238,757,860 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Class B Common Stock | MOption exerciseDisposed | −1,404,458 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,404,458 | $0.00 | $0 | 14,391,791 | Direct | |
| Feb 7, 2023 | Class A Common Stock | CConversionDisposed | −1,404,458 | $0.00 | $0 | 12,987,333 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
As contemplated pursuant to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 26, 2022, the block sale of 1,404,458 shares was facilitated by a large financial institution pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Referenced by the price of 1 transaction in Table I.