Lam Yat Tung's Form 4 filing
Credo Technology Group Holding Ltd (CRDO) · filed Jan 19, 2023
- Accession no.
- 0001628280-23-001289
- Filed
- Jan 19, 2023
- Trade date
- Nov 8, 2022-Jan 18, 2023
- Filing delay
- 72 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.33M. It was filed 72 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lam Yat TungCIK 0001896205 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Ordinary Shares | GGiftDisposed | −50,000 | $0.00 | $0 | 3,138,888 | Direct | |
| Jan 17, 2023 | Ordinary Shares | SSaleDisposed | −5,000 | $15.00 | −$75,000 | 3,133,888 | Direct | |
| Jan 17, 2023 | Ordinary Shares | SSaleDisposed | −42,621 | $15.00F3 | −$639,315 | 4,677,379 | Indirect | |
| Jan 17, 2023 | Ordinary Shares | SSaleDisposed | −42,021 | $15.00F3 | −$630,315 | 3,527,979 | Indirect | |
| Jan 18, 2023 | Ordinary Shares | SSaleDisposed | −57,379 | $15.00F5 | −$860,685 | 4,620,000 | Indirect | |
| Jan 18, 2023 | Ordinary Shares | SSaleDisposed | −7,979 | $15.00F6 | −$119,685 | 3,520,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $15 to $15.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $15 to $15.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $15 to $15.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.