Tarman Laura's Form 4 filing
Velodyne Lidar, Inc.VLDR · filed Jan 3, 2023
- Accession no.
- 0001628280-23-000116
- Filed
- Jan 3, 2023
- Trade date
- Dec 29, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $546.75. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tarman LauraCIK 0001834251 | Officer (SVP of Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | MOption exerciseAcquired | +1,837 | –F1 | – | 520,667 | Direct | |
| Dec 29, 2022 | Common Stock | SSaleDisposed | −729 | $0.75 | −$546.75 | 519,938 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2022 | Common Stock | MOption exerciseDisposed | −437 | $0.00 | $0 | 2,185 | Direct | |
| Dec 29, 2022 | Common Stock | MOption exerciseDisposed | −551 | $0.00 | $0 | 1,653 | Direct | |
| Dec 29, 2022 | Common Stock | MOption exerciseDisposed | −849 | $0.00 | $0 | 7,647 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on December 29, 2022.
Referenced by the price of 1 transaction in Table I.