Evans Craig E's Form 4 filing
ESS Tech, Inc. (GWH) · filed Nov 22, 2022
- Accession no.
- 0001628280-22-030637
- Filed
- Nov 22, 2022
- Trade date
- Nov 18-21, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $428.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Evans Craig ECIK 0001885331 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | Common Stock | SSaleDisposed | −50,000 | $3.93 | −$196,500 | 2,403,439 | Indirect | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −50,000 | $3.52 | −$176,000 | 5,591,617 | Direct | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −6,350 | $3.82 | −$24,257 | 2,397,089 | Indirect | |
| Nov 21, 2022 | Common Stock | SSaleDisposed | −8,217 | $3.82 | −$31,388.94 | 5,583,400 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.