Lam Yat Tung's Form 4 filing
Credo Technology Group Holding Ltd (CRDO) · filed Nov 9, 2022
- Accession no.
- 0001628280-22-029336
- Filed
- Nov 9, 2022
- Trade date
- Nov 7-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $2.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lam Yat TungCIK 0001896205 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Ordinary Shares | SSaleDisposed | −49,800 | $13.50F2 | −$672,300 | 3,670,200 | Indirect | |
| Nov 7, 2022 | Ordinary Shares | SSaleDisposed | −200 | $14.25 | −$2,850 | 3,670,000 | Indirect | |
| Nov 7, 2022 | Ordinary Shares | SSaleDisposed | −59,952 | $13.50F4 | −$809,352 | 4,960,048 | Indirect | |
| Nov 7, 2022 | Ordinary Shares | SSaleDisposed | −400 | $14.25 | −$5,700 | 4,959,648 | Indirect | |
| Nov 8, 2022 | Ordinary Shares | SSaleDisposed | −39,648 | $13.69F5 | −$542,781.12 | 4,920,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $13.15 to $14.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $13.15 to $14.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $12.99 to $13.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.