Cummins Wes's Form 4 filing
Applied Digital Corp. (APLD) · filed Oct 26, 2022
- Accession no.
- 0001628280-22-027119
- Filed
- Oct 26, 2022
- Trade date
- Oct 24-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $129.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cummins WesCIK 0001391935 | Director, Officer (CEO; Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $2.04F3 | +$40,800 | 890,686 | Indirect | |
| Oct 25, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $2.21F5 | +$44,200 | 910,686 | Indirect | |
| Oct 26, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $2.23F6 | +$44,600 | 930,686 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $1.94 to $2.08. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
Referenced by the price of 1 transaction in Table I.
- F5
Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.17 to $2.25. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
Referenced by the price of 1 transaction in Table I.
- F6
Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.16 to $2.33. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
Referenced by the price of 1 transaction in Table I.