Song Julia's Form 4 filing
ESS Tech, Inc. (GWH) · filed Oct 19, 2022
- Accession no.
- 0001628280-22-026698
- Filed
- Oct 19, 2022, 9:38 PM ET
- Trade date
- Oct 17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $107.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Song JuliaCIK 0001884681 | Officer (Chief Technology Officer) |
| Evans Craig ECIK 0001885331 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Common Stock | SSaleDisposed | −12,628 | $3.72 | −$46,976.16 | 2,453,439 | Indirect | |
| Oct 17, 2022 | Common Stock | SSaleDisposed | −16,340 | $3.72 | −$60,784.8 | 5,625,277 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.