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Dresselhuys Eric P.'s Form 4 filing

ESS Tech, Inc. (GWH) · filed Oct 19, 2022

Accession no.
0001628280-22-026696
Filed
Oct 19, 2022
Trade date
Oct 17, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $409.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dresselhuys Eric P.CIK 0001571531Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 17, 2022Common StockSSaleDisposed−57,027$3.72−$212,140.441,434,914Direct
Oct 17, 2022Common StockSSaleDisposed−14,259$3.72−$53,043.481,420,655Direct
Oct 17, 2022Common StockSSaleDisposed−19,398$3.72−$72,160.561,401,257Direct
Oct 17, 2022Common StockSSaleDisposed−19,398$3.72−$72,160.561,381,859Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)