Tan Lip Bu's Form 4/A amendment
AmendedCredo Technology Group Holding Ltd (CRDO) · filed Oct 17, 2022
- Accession no.
- 0001628280-22-026521
- Filed
- Oct 17, 2022
- Trade date
- Oct 6, 2022
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 11, 2022
This filing lists 1 non-derivative transaction. Open-market sales total $1.26M. It was filed 11 days after the trade.
This amendment replaces 0001628280-22-026223 (filed Oct 11, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tan Lip BuCIK 0001008463 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2022 | Ordinary Shares | SSaleDisposed | −107,550 | $11.68F2 | −$1,256,184 | 5,803,977 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to Rule 144.
- F2
This transaction was executed in multiple trades at prices ranging from $11.65 to $11.8050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person is the Managing Director of Celesta Capital GP II, Ltd., which is the general partner of Celesta Capital II, L.P. The Reporting Person disclaims beneficial ownership of these indirectly held shares except to the extent of any pecuniary interest therein. Represents restricted stock units that will vest over a period of four years subject to continued employment through each vesting date.
- F4
On October 10, 2022, the Reporting Person inadvertently reported this sale as having been attributed to Celesta Capital III, L.P. In fact, as reported in this amendment, the Reporting Person is correctly stating that this sale was made by Celesta Capital II, L.P.