Thorngate-Gottlund Adam's Form 4 filing
Credo Technology Group Holding Ltd (CRDO) · filed Sep 23, 2022
- Accession no.
- 0001628280-22-025438
- Filed
- Sep 23, 2022, 6:50 PM ET
- Trade date
- Sep 22-23, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $35.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thorngate-Gottlund AdamCIK 0001896165 | Officer (General Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2022 | Ordinary Shares | SSaleDisposed | −1,560 | $11.46F2 | −$17,871.98 | 263,170 | Direct | |
| Sep 23, 2022 | Ordinary Shares | SSaleDisposed | −1,560 | $11.30F3 | −$17,630.34 | 261,610 | Direct | |
| Sep 23, 2022 | Ordinary Shares | MOption exerciseAcquired | +3,100 | $0.28 | +$868 | 264,710 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2022 | Ordinary Shares | MOption exerciseDisposed | −3,100 | $0.00 | $0 | 107,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $11.40 to $11.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $11.22 to $11.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.