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Lehman Gregg Owen's Form 4 filing

InfuSystem Holdings, Inc (INFU) · filed Sep 12, 2022

Accession no.
0001628280-22-024777
Filed
Sep 12, 2022
Trade date
Sep 8-12, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $118.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lehman Gregg OwenCIK 0001376620Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 8, 2022Common StockMOption exerciseAcquired+8,889$3.18+$28,267.029,235Direct
Sep 8, 2022Common StockSSaleDisposed−8,889$7.75−$68,889.75346Direct
Sep 9, 2022Common StockMOption exerciseAcquired+4,468$3.18+$14,208.244,814Direct
Sep 9, 2022Common StockSSaleDisposed−4,468$7.83−$34,984.44346Direct
Sep 12, 2022Common StockMOption exerciseAcquired+1,900$3.18+$6,0422,246Direct
Sep 12, 2022Common StockSSaleDisposed−1,900$7.88−$14,972346Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 8, 2022Common StockMOption exerciseDisposed−8,889$0.00$026,111Direct
Sep 9, 2022Common StockMOption exerciseDisposed−4,468$0.00$021,643Direct
Sep 12, 2022Common StockMOption exerciseDisposed−1,900$0.00$019,743Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)